Robert Morgan is a registered investment advisor at Wbi Investments, LLC, based in Red Bank, NJ, with 37 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 764 clients with $550M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WBI Investments charges an annual fee for investment management services in a separately managed account. The total annual management fee includes the fee paid to WBI, plus an asset-based service fee determined by and paid to the Introducing Advisor. The total annual management fee rate charged varies (generally between 1.0% and 2.25%) depending upon the market value of assets under management, the SMA program type and the specific type of investment management services to be rendered. Fees are typically deducted directly from the account on a monthly or quarterly basis. WBI may waive or credit fees to avoid double-billing when clients invest in WBI's affiliated ETFs.
Location
One River Centre - 331 Newman Springs Road, Suite 105, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is a registered representative of Millington Securities, a dually registered broker-dealer/RIA. Millington and WBI are affiliates.
Employment History
Current Registrations
Wbi Investments, LLC
Previous Registrations
Millington Securities, INC.Broker
Foreside Fund Services, LLCBroker
Cowen and CompanyBroker
RBC Capital Markets, LLCBroker
Oppenheimer & CO. INC.Broker
Oppenheimer & CO., INC.Broker
Cibc World Markets CORP.Broker
Cowen & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.