Robert Daniel Morgan

Wbi Investments, LLC

36 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Wbi Investments, LLC

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

764 clients

Average Client Portfolio

$723K average

Assets Under Management

$552.6M

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Location

One River Centre - 331 Newman Springs Road, Suite 105, Red Bank, NJ, 07701

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Robert is a registered representative of Millington Securities, a dually registered broker-dealer/RIA. Millington and WBI are affiliates.

Employment History

Current Registrations

Wbi Investments, LLC

January 2019 - Present · 7 yrs 1 mo

Previous Registrations

Millington Securities, INC.Broker

January 2020 - December 2021 · 1 yr 11 mos

Foreside Fund Services, LLCBroker

December 2018 - December 2019 · 1 yr

Cowen and CompanyBroker

September 2011 - March 2017 · 5 yrs 6 mos

RBC Capital Markets, LLCBroker

April 2008 - August 2011 · 3 yrs 4 mos

Oppenheimer & CO. INC.Broker

January 2008 - April 2008 · 3 mos

Oppenheimer & CO., INC.Broker

April 1988 - April 1995 · 7 yrs

Cibc World Markets CORP.Broker

March 1988 - January 2008 · 19 yrs 10 mos

Cowen & CO.Broker

April 1987 - April 1988 · 1 yr

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.