Robert Hapanowicz
Robert Hapanowicz is a registered investment advisor at Hapanowicz Financial, based in Pittsburgh, PA, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 652 clients with $620M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Hapanowicz & Associates offers investment management through the Strategic Wealth Investment Management (SWIM) program. The annual advisory fee can be up to 2.0% of the account's value, determined by factors like asset types, financial situation, and trading activity, and is negotiable. The fee is charged quarterly in advance. There are two account options: SWIM1, where clients pay transaction charges, and SWIM2, where the advisory fee is higher to cover transaction costs. The minimum household account size is $1,000,000, with exceptions for family members of existing clients ($300,000).
Location
Foster Plaza 6, 681 Andersen Drive, Suite 100, Pittsburgh, PA, 15220
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Robert is involved with Hapanowicz & Associates Financial Services, Inc. and The LRM Group, selling non-variable insurance, dedicating minimal time and a few hours per week respectively. He also provides investment advisory services through Hapanowicz & Associates Financial Services, Inc. and HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT, and is the owner/supervisor of Hapanowicz Financial Tax Services, LLC, spending full-time hours on the advisory services and about half his time on the tax service.
Employment History
Current Registrations
Hapanowicz Financial
Previous Registrations
LPL Financial LLCBroker
Securities America Advisors, INC.
Securities America, INC.Broker
Lincoln Investment Planning, INC.Broker
Advest, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.