Lawrence Doody is a registered investment advisor, based in Skokie, IL, with 38 years of industry experience.
Location
5202 Old Orchard Road, Suite 250, Skokie, IL, 60077
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lawrence works as an advisor for Uhlmann Investment Management LLC, providing investment advisor services. This takes a few hours per week.
Employment History
Current Registrations
Uhlmann Price Securities, LLCBroker
September 2013 - Present · 12 yrs 7 mos
Uhlmann Investment Management, L.L.C.
September 2013 - Present · 12 yrs 7 mos
Previous Registrations
Freedom Investors CORP.Broker
June 2013 - September 2013 · 3 mos
Kingsbury Capital, LLCBroker
November 2010 - June 2011 · 7 mos
Kingsbury Capital Investment Advisors LLC
November 2010 - September 2013 · 2 yrs 10 mos
Spencer Trask Ventures, INC.Broker
November 2010 - May 2011 · 6 mos
Brewer Financial Services, LLCBroker
January 2010 - November 2010 · 10 mos
Brewer Investment Advisors LLC
January 2010 - November 2010 · 10 mos
Howe Barnes Capital Management, INC.
August 2008 - February 2010 · 1 yr 6 mos
Howe Barnes Hoefer & Arnett, INC.Broker
August 2008 - February 2010 · 1 yr 6 mos
Wayne Hummer Asset Management Company
November 2001 - August 2008 · 6 yrs 9 mos
Wayne Hummer Investments L.L.C.Broker
June 2001 - August 2008 · 7 yrs 2 mos
First Union Securities, INC.Broker
May 1997 - June 2001 · 4 yrs 1 mo
Principal Financial Securities,inc.Broker
September 1994 - June 1997 · 2 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1992 - September 1994 · 2 yrs 6 mos
Pruco Securities CorporationBroker
August 1990 - March 1992 · 1 yr 7 mos
The Prudential Insurance Company of AmericaBroker
August 1990 - March 1992 · 1 yr 7 mos
Metlife Securities INC.Broker
September 1989 - August 1990 · 11 mos
Metropolitan Life Insurance CompanyBroker
September 1989 - August 1990 · 11 mos
Century Financial Securities, INC.Broker
March 1989 - August 1989 · 5 mos
Boettcher & Company, INC.Broker
November 1987 - May 1988 · 6 mos
Pruco Securities CorporationBroker
July 1987 - December 1987 · 5 mos
Bln Investment CORP.Broker
February 1987 - June 1987 · 4 mos
State Registrations7 states
CAFLHIILINMONV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.