AF
AF

Alan Matthew Fertel

32 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
730 advisors
Number of Clients
131,206 clients
Average Client Portfolio
$284K average
Assets Under Management
$37.3B

Fee Structure

Loading...

Location

1200 Broadcasting Road, Suite 203, Wyomissing, PA, 19610

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alan provides investment advisory services through Private Advisor Group, operating under the DBA Red Oak Wealth Management. He dedicates a full-time commitment to this activity.

Employment History
Current Registrations
Private Advisor Group, LLC
August 2013 - Present · 12 yrs 6 mos
LPL Financial LLCBroker
August 2013 - Present · 12 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2010 - August 2013 · 3 yrs
Wells Fargo Advisors, LLCBroker
August 2010 - August 2013 · 3 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2003 - April 2007 · 3 yrs 6 mos
Bernard L. MadoffBroker
September 1997 - September 2000 · 3 yrs
First New York Securities L.L.C.Broker
February 1997 - March 1997 · 1 mo
Bernard L. MadoffBroker
September 1995 - October 1995 · 1 mo
Bernard L. MadoffBroker
July 1987 - November 1994 · 7 yrs 4 mos
State Registrations11 states
ARDCDEFLMDMNNCNJNYPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.