Brian Craig Parker

Supreme Alliance LLC

25 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningInvestment Management

Supreme Alliance LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

16 advisors

Number of Clients

78 clients

Average Client Portfolio

$234K average

Assets Under Management

$18.3M

Fee Structure

Minimum Investment:$25K

Location

Timberlake, NC

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

November 2021

Final

Employment Separation After Allegations

August 2020

Regulatory

March 1993

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Supreme Alliance LLC

April 2022 - Present · 3 yrs 10 mos

Supreme Alliance LLC

July 2021 - Present · 4 yrs 7 mos

Supreme Alliance LLCBroker

July 2021 - Present · 4 yrs 7 mos

Previous Registrations

Newbridge Securities CorporationBroker

September 2020 - June 2021 · 9 mos

Next Financial Group, INC.

March 2011 - September 2020 · 9 yrs 6 mos

Next Financial Group, INC.Broker

October 2010 - September 2020 · 9 yrs 11 mos

Century Securities Associates, INC.Broker

April 2006 - September 2010 · 4 yrs 5 mos

Aig Financial Advisors, INC.Broker

October 2005 - April 2006 · 6 mos

Sunamerica Securities, INC.Broker

December 2004 - October 2005 · 10 mos

Legg Mason Wood Walker INC

September 2003 - November 2004 · 1 yr 2 mos

Legg Mason Wood Walker, IncorporatedBroker

September 2003 - November 2004 · 1 yr 2 mos

A. G. Edwards & Sons, INC.

October 2000 - September 2003 · 2 yrs 11 mos

A. G. Edwards & Sons, INC.Broker

October 2000 - September 2003 · 2 yrs 11 mos

Sma Equities, INC.Broker

April 1987 - February 1988 · 10 mos

State Registrations17 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.