Francis Gutrich
Francis Gutrich is a registered investment advisor at Apollon Financial, LLC, based in Mount Pleasant, SC, with 38 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 833 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Apollon Financial charges an annual advisory fee based on the value of your portfolio or a flat dollar fee, ranging up to 3.0% annually. Clients invested in the Direct Indexing strategy are assessed an additional 0.10% fee. Fees are negotiable and based on factors like relationship size and complexity. Some strategies have supplemental costs that Apollon Financial retains. Clients may be billed in advance or arrears, and monthly or quarterly. Non-wrap accounts invested with sub-advisors will be subject to additional costs, ranging from 0.05% to 2.25%.
Location
111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2012Other Business ActivitiesSells Insurance
Francis sells non-variable insurance, dedicating minimal time to this activity. He also provides investment advisory services through Apollon Financial LLC, spending nearly full-time on this activity.
Employment History
Current Registrations
Apollon Financial, LLC
Previous Registrations
Highpoint Planning Partners
LPL Financial LLCBroker
Highpoint Planning Partners
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
First Chicago Nbd Investment Services, INC.Broker
Liberty Securities CorporationBroker
Gna Securities, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Allied Capital Group, INC.Broker
Graystone Nash, INC.Broker
Joseph P. Mcgivney and Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.