JG
JG

Joseph Arthur Garcia

27 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningEducation PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
486 clients
Average Client Portfolio
$374K average
Assets Under Management
$181.7M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA, 91360

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is the CEO of Pacific Financial Strategies Inc, engaging in the sale of various insurance products including health, disability, long-term care, and life insurance, as well as fixed annuities. This takes about a quarter of his time.

Employment History
Current Registrations
Pacific Financial Strategies, INC
January 2010 - Present · 16 yrs 1 mo
Previous Registrations
Investment Advisors
April 2008 - February 2010 · 1 yr 10 mos
Independent Advisers Group CORP
January 2000 - November 2003 · 3 yrs 10 mos
Jefferson Pilot Securities CORP
October 1998 - March 2008 · 9 yrs 5 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.