Kenneth Wiseman
Kenneth Wiseman is a registered investment advisor at Intercarolina Financial Services, INC., based in Greensboro, NC, with 33 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 381 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Intercarolina Financial Services (IFS) offers investment management services for a fee. The fee is either a percentage of the value of your investments or a fixed fee. The specific fee arrangement is negotiable. If IFS manages your investments, your fees will be paid directly from your account, or you can choose to be billed directly. IFS also participates in wrap fee programs, where fees are bundled. The percentage IFS receives from the wrap fee varies depending on the wrap fee firm used. The maximum fixed fee is 1.5% of the value of your investments.
Location
3300 Battleground Avenue Suite 202, Greensboro, NC, 27410-2447
Get directionsHistory
Regulatory History (2)
Judgment / Lien
September 2020Employment Separation After Allegations
February 2002Other Business Activities
Kenneth is the president and sole owner of Trinity Capital Offshore Investors, SPC, though the entity is currently dormant. He also owns DK Capital LLC, a business consulting entity, and spends a few hours per week on this. Additionally, Kenneth is the chief technical officer, trading, and analyst of Entrepreneur's Investment Office Limited, dedicating about a quarter of his time to this investment-related activity.
Employment History
Current Registrations
Intercarolina Financial Services, INC.
Capital Markets Iq, LLC
Previous Registrations
Intercarolina Financial Services, INC.Broker
Birchwood Securities CORP.Broker
Peraza Capital and Investment, LLCBroker
Halen CapitalBroker
Bennett Ross, INC.Broker
Parker Financial CORP.Broker
Bennett Ross, INC.Broker
Carlin Equities CORP.Broker
Geek Securities, INC.Broker
Argo Securities CORP.Broker
Richmark Capital CorporationBroker
International Exchange Brokers, LLC.Broker
First National Equity, CORP.Broker
Simon Securities, INC.Broker
Regency Capital Group, INC.Broker
Walnut Street Securities, INC.Broker
Group Nine Securities CorporationBroker
Marshall Davis, INC.Broker
Cunyus Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.