Douglas Louis Nachman

Smith Moore & CO.

38 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingInsurance Planning

Smith Moore & CO.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

46 advisors

Number of Clients

3,901 clients

Average Client Portfolio

$515K average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:None

Location

16305 Swingley Ridge Rd., Suite 130, Chesterfield, MO, 63017

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Douglas hosts a talk show radio program and is a general partner in Nachman Family Investments LP. He also owns rental property and a thoroughbred racehorse, dedicating minimal time to the latter.

Employment History

Current Registrations

Smith Moore & CO.

July 2002 - Present · 23 yrs 7 mos

Smith, Moore & CO.Broker

December 1989 - Present · 36 yrs 2 mos

Previous Registrations

Westport Financial Group, INC.Broker

January 1988 - December 1989 · 1 yr 11 mos

Newhard, Cook & CO. IncorporatedBroker

February 1987 - January 1988 · 11 mos

State Registrations28 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.