Mark Alan Congdon

Private Client Services, LLC

38 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Private Client Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

633 advisors

Number of Clients

3,251 clients

Average Client Portfolio

$323K average

Assets Under Management

$1.1B

Location

5582 West Henrietta Road, West Henrietta, NY, 14586

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Mark works nearly full-time as a Registered Investment Advisor (RIA) at Horizon Advisory Services, Inc. He also participates in the Putnam Advisory Council, attending quarterly meetings to provide feedback on Putnam's offerings, dedicating minimal time to this activity.