Mark Congdon is a registered investment advisor at Private Client Services, LLC, based in West Henrietta, NY, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
5582 West Henrietta Road, West Henrietta, NY, 14586
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark works nearly full-time as a Registered Investment Advisor (RIA) at Horizon Advisory Services, Inc. He also participates in the Putnam Advisory Council, attending quarterly meetings to provide feedback on Putnam's offerings, dedicating minimal time to this activity.
Employment History
Current Registrations
Private Client Services, LLCBroker
Horizon Financial
Previous Registrations
Securities America, INC.Broker
Securities Service Network, LLCBroker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
American Express Financial Advisors INC.Broker
State Registrations15 states
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