Hugh James Dillon

The Oak Ridge Financial Services Group, INC

38 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

The Oak Ridge Financial Services Group, INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

31 advisors

Number of Clients

1,501 clients

Average Client Portfolio

$304K average

Assets Under Management

$456.4M

Fee Structure

Location

701 Xenia Avenue S Ste 100, Golden Valley, MN, 55416

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

The Oak Ridge Financial Services Group, INC

September 2013 - Present · 12 yrs 5 mos

The Oak Ridge Financial Services Group, INC.

January 2003 - Present · 23 yrs 1 mo

The Oak Ridge Financial Services Group, INC.Broker

January 2003 - Present · 23 yrs 1 mo

Previous Registrations

Dougherty & Company LLCBroker

March 1990 - January 2003 · 12 yrs 10 mos

Craig-Hallum, INC.Broker

November 1988 - March 1990 · 1 yr 4 mos

Oberweis Securities, INC.Broker

February 1988 - December 1988 · 10 mos

Engler-Budd & Company INC.Broker

March 1987 - February 1988 · 11 mos

State Registrations23 states

AKAZCACOCTFLGAIAILMIMNMONDNHNJNYORSCTXVAVTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.