AV
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Arthur Vignoli

35 Years of Experience
1 DisclosureBrokerSells Insurance

Arthur Vignoli is a registered investment advisor at Lifemark Securities CORP., based in Pearl River, NY, with 35 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,434 clients
Average Client Portfolio
$322K average
Assets Under Management
$461.5M

Fee Structure

LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.

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Location

One Blue Hill Plaza, #1509-75, Pearl River, NY, 10965

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History

Regulatory History (1)
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Employment Separation After Allegations
October 2008
Other Business ActivitiesSells Insurance

Arthur is involved in business brokering, energy service referrals, and loan prospecting, each taking minimal time. He is also an independent insurance agent selling various insurance products, dedicating a few hours per week.

Employment History
Current Registrations
Lifemark Securities CORP.
February 2025 - Present · 1 yr 2 mos
Lifemark Securities CORP.Broker
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
Coastal Equities, INC.Broker
August 2019 - January 2023 · 3 yrs 5 mos
LPL Financial LLCBroker
February 2018 - June 2019 · 1 yr 4 mos
Invest Financial CorporationBroker
February 2009 - February 2018 · 9 yrs
Woodbury Financial Services, INC.Broker
January 2006 - October 2008 · 2 yrs 9 mos
Cadaret, Grant & CO., INC.Broker
June 2005 - December 2005 · 6 mos
Park Avenue Securities LLCBroker
April 2000 - May 2005 · 5 yrs 1 mo
Citicorp Investment ServicesBroker
November 1997 - March 1999 · 1 yr 4 mos
Key Investments INC.Broker
October 1995 - November 1997 · 2 yrs 1 mo
Bhcm INC.Broker
February 1995 - October 1995 · 8 mos
Financial Horizons Securities CorporationBroker
June 1993 - February 1995 · 1 yr 8 mos
Citicorp Investment ServicesBroker
June 1992 - January 1995 · 2 yrs 7 mos
Citicorp Financial Services,inc.Broker
April 1991 - June 1992 · 1 yr 2 mos
W. S. Griffith & CO., INC.Broker
November 1988 - June 1991 · 2 yrs 7 mos
Home Life Insurance CompanyBroker
November 1988 - June 1991 · 2 yrs 7 mos
State Registrations4 states
FLNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.