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Raymond Rennie
39 Years of Experience
Norman, OK
2 Disclosures
Raymond Rennie is a registered investment advisor at Pismo Pacific Financial Services, LLC, based in Norman, OK, with 39 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 34 clients with $19M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
34 clients
Average Client Portfolio
$550K average
Assets Under Management
$18.7M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.80% |
| $500K - $1.0M | 1.60% |
| $1.0M - $2.0M | 1.50% |
| $2M+ | 1.50% |
Fees may be negotiable for accounts over $2,000,000. A separate fee of 1.5% applies to assets held away (401k, IRA, etc.).
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1416 N. Porter Ave., Norman, OK, 73071
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 1992Award / Judgment
Criminal
May 1977Final Disposition
Employment History
Current Registrations
Pismo Pacific Financial Services, LLC
March 2013 - Present · 13 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - March 2013 · 9 yrs 8 mos
Wells Fargo Advisors, LLCBroker
July 2003 - March 2013 · 9 yrs 8 mos
Prudential Securities Incorporated
August 2000 - July 2003 · 2 yrs 11 mos
Prudential Securities IncorporatedBroker
August 2000 - July 2003 · 2 yrs 11 mos
Salomon Smith Barney INC.Broker
July 1993 - August 2000 · 7 yrs 1 mo
Lehman Brothers INC.Broker
January 1987 - July 1993 · 6 yrs 6 mos
State Registrations2 states
CAOK
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.