DF
ChFC
DF
ChFC

Daniel Foxen

39 Years of Experience
1 DisclosureBrokerSells Insurance

Daniel Foxen is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Hinsdale, IL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

15 Spinning Wheel Rd, Ste 129, Hinsdale, IL, 60521

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2006
Settled
Other Business ActivitiesSells Insurance

Daniel sells life insurance and long-term care insurance through Foxen Financial, spending minimal time on this. He also provides investment advisory services through Apollon Financial and Foxen Financial, dedicating full-time hours to these activities.

Employment History
Current Registrations
LPL Financial LLC
December 2025 - Present · 4 mos
Apollon Financial, LLC
March 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
September 2009 - Present · 16 yrs 7 mos
Previous Registrations
LPL Financial LLC
September 2009 - June 2023 · 13 yrs 9 mos
Mutual Service Corporation
May 2002 - September 2009 · 7 yrs 4 mos
Mutual Service CorporationBroker
January 1998 - September 2009 · 11 yrs 8 mos
New England SecuritiesBroker
January 1987 - January 1998 · 11 yrs
State Registrations31 states
ARAZCACOCTDEFLGAIAILINKSKYLAMAMDMIMNMSNCNHNJNYOHPRSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.