Charles Lucy is a CFP-designated registered investment advisor at Bay Rivers Group Wealth Partners, based in Williamsburg, VA, with 29 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 401 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $4.0M | 1.35% |
| $4.0M - $10.0M | 1.00% |
| $10M+ | 0.70% |
Fees are generally negotiable. BRGWP also receives its standard fee on top of the fee paid to third party advisors.
Fee Estimator
Location
5107 Center Street B1, Williamsburg, VA, 23188
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a partner at Bay Rivers Group Tax Services, managing expenses for the LLC, and an owner of 5107 Partners, LLC, a real estate partnership. He spends minimal time on each of these ventures.
Employment History
Current Registrations
Bay Rivers Group Wealth Partners
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
First Investors CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.