Eric Dean Rolshoven

American Independent Securities Group, LLC

38 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & Coaching

American Independent Securities Group, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

45 advisors

Number of Clients

2,987 clients

Average Client Portfolio

$203K average

Assets Under Management

$604.9M

Fee Structure

Minimum Investment:$2.5K

Location

664 S Rivershore Lane Ste 150, Eagle, ID, 83616

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2018

Settled

Customer Dispute

January 2016

Settled

Regulatory

August 2015

Final

Employment Separation After Allegations

May 2015

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Eric operates Treasure State Retirement Planning as a sole proprietorship, functioning as an independent insurance agent and selling securities. This takes nearly full-time hours, with some time spent during trading hours.

Employment History

Current Registrations

American Independent Securities Group, LLC

August 2017 - Present · 8 yrs 6 mos

American Independent Securities Group, LLCBroker

August 2017 - Present · 8 yrs 6 mos

Previous Registrations

Sii Investments, INC.Broker

June 2015 - August 2015 · 2 mos

Fsc Securities Corporation

June 1995 - December 2018 · 23 yrs 6 mos

Rocky Mountain Financial Advisors LLC

March 1995 - December 2003 · 8 yrs 9 mos

Fsc Securities CorporationBroker

September 1994 - May 2015 · 20 yrs 8 mos

American Express Financial Advisors INC.Broker

December 1986 - September 1994 · 7 yrs 9 mos

State Registrations7 states

AZCOIDMTUTWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.