Donald Ruffin
Donald Ruffin is a CFP-designated registered investment advisor at Park Square Financial Group LLC, based in Roswell, GA, with 26 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 430 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Square Financial Group manages investments through a wrap fee program, which covers advisory services, financial planning, brokerage transactions, custody, and reporting for a single fee. The annual fee is a percentage of your portfolio, not to exceed 2.35%. The specific fee is determined on a client-by-client basis, considering factors like complexity, assets under management, and portfolio style. Fees are deducted monthly from your account by the custodian.
Location
55 Park Square, Ste 103, Roswell, GA, 30075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Donald owns and manages real estate through Midtown 86 Properties, LLC, dedicating a few hours per week. He also owns Park Square Financial, a sole proprietorship, where he advises clients on retirement income, risk management, long-term care, and disability issues, spending about 10-20% of his time on this.
Employment History
Current Registrations
Park Square Financial Group LLC
Previous Registrations
Csenge Advisory Group, LLC
Lion Street Financial, LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wma Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.