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JO
CFP
JO
CFP

James Robert O'brien

Gill Capital Partners
37 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Gill Capital Partners
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
499 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$790.0M

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Minimum Annual Fee:$9,500

Location

600 S. Cherry St., Ste. 800, Denver, CO, 80246

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Gill Capital Partners
January 2004 - Present · 22 yrs 1 mo
Gill Capital Partners, LLCBroker
April 2003 - Present · 22 yrs 10 mos
Previous Registrations
O'brien Capital Management, INC.
July 2002 - December 2005 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
January 1992 - March 2002 · 10 yrs 2 mos
Nylife Securities INC.Broker
April 1991 - January 1992 · 9 mos
Richfield Securities, INC.Broker
December 1989 - January 1991 · 1 yr 1 mo
Tri-Bradley InvestmentsBroker
November 1987 - August 1989 · 1 yr 9 mos
K.A. Knapp & CO., INC.Broker
September 1987 - December 1987 · 3 mos
State Registrations6 states
AZCACOFLNETX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.