Bruce Klein is a CFA-designated registered investment advisor at Cibc Private Wealth Advisors, INC., based in Chicago, IL, with 37 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth. Their firm serves 10,045 clients with $61B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Schedule is for new accounts with equity and balanced portfolios. Minimum annual fee of $10,000. Fees may be negotiable. Other schedules exist for fixed income and cash portfolios.
Fee Estimator
Location
181 West Madison Street, 35th Floor, Chicago, IL, 60602
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cibc Private Wealth Advisors, INC.
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Previous Registrations
Gnv Advisors, LLCBroker
Geneva Advisors, LLC
Uhlmann Price Securities, LLCBroker
Raymond James & Associates, INC.Broker
Mercantile Investment Services, INC.Broker
Mark Twain Brokerage Services, INC.Broker
Mark Twain Brokerage Services, INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations14 states
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