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BK
CFA
BK
CFA

Bruce Lawrence Klein

Cibc Private Wealth Advisors, INC.
37 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Cibc Private Wealth Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
157 advisors
Number of Clients
10,045 clients
Average Client Portfolio
$6.1M average
Assets Under Management
$61.1B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
Minimum Annual Fee:$10,000

Location

181 West Madison Street, 35th Floor, Chicago, IL, 60602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cibc Private Wealth Advisors, INC.
November 2017 - Present · 8 yrs 3 mos
Cibc World Markets CORP.
October 2017 - Present · 8 yrs 4 mos
Cibc World Markets CORP.Broker
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Gnv Advisors, LLCBroker
May 2009 - October 2017 · 8 yrs 5 mos
Geneva Advisors, LLC
March 2005 - September 2017 · 12 yrs 6 mos
Uhlmann Price Securities, LLCBroker
January 2005 - December 2008 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
November 1999 - November 2004 · 5 yrs
Mercantile Investment Services, INC.Broker
June 1997 - August 1999 · 2 yrs 2 mos
Mark Twain Brokerage Services, INC.Broker
July 1995 - June 1997 · 1 yr 11 mos
Mark Twain Brokerage Services, INC.Broker
April 1990 - March 1994 · 3 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1986 - February 1990 · 3 yrs 3 mos
State Registrations14 states
CACOFLILMIMNMONCNJNYOKORTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.