HW
HW
Hungkwang Wu
37 Years of Experience
Arcadia, CA
2 Disclosures
Hungkwang Wu is a registered investment advisor at Bright Light Capital Advisor, based in Arcadia, CA, with 37 years of industry experience. Hungkwang operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $1.0M | 1.75% |
| $1M+ | 1.50% |
Fees are negotiable depending on the client's needs and complexity.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Arcadia, CA
Get directionsHistory
Regulatory History (2)
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Regulatory
September 2020Final
Customer Dispute
March 2004Denied
Employment History
Current Registrations
Bright Light Capital Advisor
March 2012 - Present · 14 yrs 1 mo
Previous Registrations
Kovack Securities INC.Broker
September 2007 - December 2011 · 4 yrs 3 mos
Kovack Advisors, INC.
September 2007 - December 2011 · 4 yrs 3 mos
Banc of America Investment Services, INC.Broker
July 1999 - September 2007 · 8 yrs 2 mos
Banc of America Investment Services, INC.
May 1998 - September 2007 · 9 yrs 4 mos
Ba Investment Services, INC.Broker
June 1992 - July 1999 · 7 yrs 1 mo
Gna Securities, INC.Broker
February 1990 - June 1992 · 2 yrs 4 mos
E-W Investments, INC.Broker
May 1989 - July 1989 · 2 mos
American Futures Securities, INC.Broker
March 1987 - January 1989 · 1 yr 10 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.