AN
CFA
AN
CFA

Alan Edward Norton

8 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
7,859 clients
Average Client Portfolio
$311K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.25%
$1M+2.00%

Fees are negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Braintree, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Regal Investment Advisors LLC
March 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cold Creek Capital INC.
August 2022 - December 2022 · 4 mos
Cold Creek Capital
April 2014 - December 2019 · 5 yrs 8 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.