Dawn Trammell is a registered investment advisor at Robertson Investment Management, based in Houston, TX, with 39 years of industry experience. Dawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1,078 clients with $270M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5120 Woodway, Suite 9029, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dawn has an oil production income activity through Howard Co., which is not investment-related and requires minimal time. Dawn is also associated with Robertson Wealth Management, though the filing provides no details about the nature or extent of this association.
Employment History
Current Registrations
Robertson Investment Management
Previous Registrations
Osaic Wealth, INC.Broker
Securities America, INC.Broker
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Principal Financial Securities,inc.Broker
Prudential-Bache Securities INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.