Scott Eric Notowich

Highland Capital Management, LLC

17 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Highland Capital Management, LLC

Compensation

Fee-Only (AUM)

Firm Size

11 advisors

Number of Clients

1,044 clients

Average Client Portfolio

$3.4M average

Assets Under Management

$3.5B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Minimum Annual Fee:$10,000

Location

850 Ridge Lake Blvd, Suite 205, Memphis, TN, 38120

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2010

Pending

Customer Dispute

December 2008

Settled

Customer Dispute

August 2005

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Scott is an advisory board member for IAI, spending minimal time on this activity. This activity is not investment-related.

Employment History

Current Registrations

Highland Capital Management, LLC

February 2014 - Present · 12 yrs

Previous Registrations

Oppenheimer & CO. INC.

June 2009 - August 2009 · 2 mos

Stanford Group Company

October 2004 - March 2009 · 4 yrs 5 mos

Citigroup Global Markets INC.

October 2003 - September 2004 · 11 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.