Alan Smith is a CFP-designated registered investment advisor at Trinity Wealth Advisors LLC, based in St. Louis, MO, with 39 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 3 more. Their firm serves 129 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Trinity Wealth Advisors' fee may be as high as 1.35% of the assets they oversee, but it is frequently less depending on the services rendered, the value of the assets managed, and whether outside managers are used. The fees are negotiable. Clients will also incur incidental fees (custodial, transaction, program, etc.) which are in addition to Trinity’s fee. Trinity may refer clients to other asset managers and instead of charging a fee will receive a portion of the fee charged by the manager.
Location
132 W Washington Ave Suite 200, St. Louis, MO, 63122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is an independent representative for Growth Management Group / Stryde Savings, a non-investment related company providing tax and cost saving strategies. He dedicates minimal time to this activity, mostly during securities trading hours.
Employment History
Current Registrations
Trinity Wealth Advisors LLC
Asa Advisors, INC.
Previous Registrations
Trinity Wealth Securities, L.L.C.Broker
Royal Alliance Associates, INC.Broker
Walnut Street Securities, INC.Broker
New England SecuritiesBroker
Cigna Securities, INC.Broker
State Registrations1 state
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