Roger Cox is a registered investment advisor at Rademacher Financial, INC., based in Lawrence, KS, with 39 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 343 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rademacher Financial's fee for managing your investments is a percentage of the value of your portfolio. The exact percentage depends on factors like the size of your account, the type of services you use, the investments chosen, and the investment strategy. The fee will not exceed 2.0% per year. Fees are charged quarterly in advance. For investments in annuities, the fee is 1.00% per year, charged quarterly in arrears. There is a minimum relationship value of $250,000 to maintain an advisory relationship, but this may be waived.
Location
1505 Kasold Drive, Lawrence, KS, 66047
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roger works as an advisor and portfolio manager for individual accounts through Rademacher Financial. This activity takes about half of Roger's time.
Employment History
Current Registrations
Rademacher Financial, INC.
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
American Investment Services, INC.Broker
American Investment Services, INC.Broker
Robert Thomas Securities, INCBroker
Walnut Street Securities, INC.Broker
Spelman & CO., INC.Broker
Pfg Securities, INC.Broker
Investacorp, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.