Gary R Gygi

Union Capital Company

38 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Union Capital Company

Compensation

Commission-BasedFee-Only (AUM)

Firm Size

11 advisors

Number of Clients

517 clients

Average Client Portfolio

$342K average

Assets Under Management

$177.0M

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

4674 West 9980 North, Cedar Hills, UT, 84062

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2017

Settled

Customer Dispute

September 2017

Settled

Regulatory

August 2007

Final

Customer Dispute

September 2000

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Gary is the owner of RIA firm Gygi Capital Management. He is also an insurance agent licensed in Utah and Florida, selling insurance products outside of variable insurance products conducted through his broker-dealer affiliation.