FA
FA

Francisco Almada

34 Years of Experience
1 DisclosureBroker

Francisco Almada is a registered investment advisor at Alamos Capital, LLC, based in Tucson, AZ, with 34 years of industry experience. Francisco operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $2M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
IM Fee
Planning only
Assets Under Management
$2.0M
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Location

6083 E. Grant Road, Tucson, AZ, 85712

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History

Regulatory History (1)
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Investigation
December 2025
Other Business Activities

Francisco is a principal and investment advisor for Alamos Capital and the sole owner of Hilltop Capital Company, an NFA IB Member. He spends about half of his time on these investment-related activities.

Employment History
Current Registrations
Alamos Capital, LLC
October 2024 - Present · 1 yr 6 mos
Union Capital Company
April 2007 - Present · 19 yrs
Union Capital CompanyBroker
August 2001 - Present · 24 yrs 8 mos
Previous Registrations
Northeast Securities, INC.Broker
July 2015 - September 2016 · 1 yr 2 mos
Torrey Pines Securities, INC.Broker
September 1999 - August 2001 · 1 yr 11 mos
Bench Securities CORP.Broker
October 1996 - November 1997 · 1 yr 1 mo
Westamerica Investment GroupBroker
April 1996 - October 1996 · 6 mos
Wells Fargo Securities INC.Broker
August 1994 - December 1994 · 4 mos
Banc One Arizona Investment Services CorporationBroker
May 1993 - June 1994 · 1 yr 1 mo
Lehman Brothers INC.Broker
March 1992 - May 1993 · 1 yr 2 mos
Prudential-Bache Securities INC.Broker
September 1989 - May 1990 · 8 mos
Dean Witter Reynolds INC.Broker
November 1986 - September 1989 · 2 yrs 10 mos
State Registrations11 states
ARAZCACOGAHIILINMNNVSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.