PG
PG
Patrick Guinet
39 Years of Experience
Orange, CA
3 Disclosures
Patrick Guinet is a registered investment advisor at Guardian Financial Partners, LLC, based in Orange, CA, with 39 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 433 clients with $910M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
IM Fee
Planning only
Assets Under Management
$911.9M
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
635 E. Chapman Ave., Orange, CA, 92866
Get directionsHistory
Regulatory History (3)
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Customer Dispute
June 2017Settled
Customer Dispute
March 2010Denied
Customer Dispute
March 2001Denied
Employment History
Current Registrations
Guardian Financial Partners, LLC
April 2017 - Present · 9 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2017 · 13 yrs 10 mos
Wells Fargo Clearing Services, LLC
July 2003 - May 2017 · 13 yrs 10 mos
Prudential Securities IncorporatedBroker
October 1994 - July 2003 · 8 yrs 9 mos
Prudential Securities Incorporated
October 1994 - July 2003 · 8 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
November 1986 - November 1994 · 8 yrs
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.