Mark Bertoli
Mark Bertoli is a CFP-designated registered investment advisor at Private Client Services, LLC, based in Walnut Creek, CA, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,251 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1M+ | 1.25% |
Fees may be negotiable. The Investment Model Marketplace provides access to portfolios managed by third party managers, with subscription fees ranging from 0.15% to 1.00% in addition to the IAR advisory fee.
Fee Estimator
Location
1777 Botelho Dr., Suite 105, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2008Criminal
November 1979Other Business ActivitiesSells Insurance
Mark sells fixed insurance through various carriers, dedicating about 10-20% of his time. He is also an independent contractor and registered investment advisor at Castle Rock Wealth Management, which is a full-time commitment. Finally, Mark is a mentor at Your Capital Inc., a fintech start-up, spending minimal time on this activity.
Employment History
Current Registrations
Private Client Services, LLCBroker
Castle Rock Wealth Management, LLC
Previous Registrations
First Allied Securities, INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Associated Securities CORP.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.