Thomas Jeppesen
Thomas Jeppesen is a registered investment advisor at Retirement Planning and Management, INC., based in Lakeville, MN, with 8 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 73 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $375K | 1.50% |
| $375K - $750K | 1.20% |
| $750K - $1.5M | 0.90% |
| $1.5M - $3.0M | 0.60% |
| $3M+ | 0.40% |
Fees are negotiable. Pension client fees are different; see brochure for details.
Fee Estimator
Location
Lakeville, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a former independent insurance agent. This activity is not investment-related.
Employment History
Current Registrations
Retirement Planning and Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.