Maria Tipton
Maria Tipton is a registered investment advisor at Kcd Financial, INC., based in Green Bay, WI, with 38 years of industry experience. Maria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,145 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
KCD Financial offers asset management programs where fees are a percentage of the assets they manage. This fee can range from 0.5% to 3% annually, as agreed upon between you and KCD. The smaller your portfolio, the larger the percentage you might pay, and vice versa. The specific fee structure will be detailed in your Investment Advisory Services Agreement.
Location
3061 Allied Street, Suite B, Green Bay, WI, 54304
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2011Other Business ActivitiesSells Insurance
Maria has been an insurance agent since 2012, selling fixed annuities, life insurance, long-term care, and disability insurance. This activity takes a significant amount of Maria's time, about 80 hours per month, split evenly between market and non-market hours.
Employment History
Current Registrations
Kcd Financial, INC.
Kcd Financial, INC.Broker
Previous Registrations
Redhawk Wealth Advisors, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.