BJ
BJ

Brian Dale Johnson

35 Years of Experience
1 Disclosure
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
106 advisors
Number of Clients
6,716 clients
Average Client Portfolio
$916K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1000K1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees may be negotiated and may be lower than the rates noted in the standard fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

706 Montana Street, Glidden, IA, 51443

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007
Denied
Other Business Activities

Brian receives gas royalties from Chesapeake as a passive investment since 2002. He also owns farmland with his wife and participates in row crop farming, dedicating a few hours per week.

Employment History
Current Registrations
Modern Wealth Management, LLC
September 2023 - Present · 2 yrs 5 mos
Previous Registrations
Midwest Financial
April 2014 - December 2023 · 9 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2014 - December 2017 · 3 yrs 8 mos
Ing Financial Partners, INC
March 2002 - April 2014 · 12 yrs 1 mo
Ing Financial Partners, INC.Broker
January 2002 - April 2014 · 12 yrs 3 mos
Ameritas Investment CORP.Broker
January 2002 - January 2002 · 0 mos
Washington Square Securities, INC.Broker
August 1990 - January 2002 · 11 yrs 5 mos
State Registrations2 states
IATX
Advisor
Exams
No exam information available for this advisor.