Douglas Roman is a CFA-designated registered investment advisor at Gamma Asset Management LLC, based in Bryn Mawr, PA, with 4 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 103 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.70% |
| $25.0M - $50.0M | 0.60% |
| $50M+ | 0.50% |
All fees are negotiable. Adviser may enter flat fee arrangements from time to time, typically for administrative services provided to clients.
Fee Estimator
Location
Bryn Mawr, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is a co-owner of Roman Realities, a real estate business, since March 2020. He spends minimal time on this activity, primarily hiring maintenance personnel.
Employment History
Current Registrations
Gamma Asset Management LLC
Previous Registrations
Legacy Investment Advisors, LLC
State Registrations1 state
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