BS
BS

Billy Floyd Sims

38 Years of Experience
2 DisclosuresBroker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningDivorce PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,989 clients
Average Client Portfolio
$774K average
Assets Under Management
$1.5B

Fee Structure

Minimum Annual Fee:$5,000
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Location

3500 Oak Lawn Ave, Ste 400, Dallas, TX, 75219

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017
Dismissed
Regulatory
February 1990
Final
Employment History
Current Registrations
Isc Advisors, INC.
July 2019 - Present · 6 yrs 7 mos
Institutional Securities Corporation
June 2019 - Present · 6 yrs 8 mos
Institutional Securities CorporationBroker
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Brazos Securities, INC.
June 2006 - December 2019 · 13 yrs 6 mos
T.L. Group, INC.Broker
April 1995 - November 1995 · 7 mos
D. H. Miller Investments, INC.Broker
October 1993 - December 1993 · 2 mos
Brazos Securities, INC.Broker
March 1989 - December 2019 · 30 yrs 9 mos
Home Shopping Club Securities, INC.Broker
July 1987 - April 1989 · 1 yr 9 mos
H.D. Vest Investment Securities, INC.Broker
February 1987 - September 1987 · 7 mos
Zane May Securities INC.Broker
October 1986 - November 1986 · 1 mo
State Registrations12 states
AZCACOFLGAILLANCOHOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.