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Philip John Cawley

Wealthshield Partners, LLC
32 Years of Experience
View SEC Summary
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Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingHigh Net Worth
Wealthshield Partners, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,140 clients
Average Client Portfolio
$948K average
Assets Under Management
$1.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

2500 Regency Parkway, Cary, NC, 27518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wealthshield Partners, LLC
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Harborview Advisors
October 2014 - December 2021 · 7 yrs 2 mos
Kovack Securities INC.Broker
October 2014 - December 2021 · 7 yrs 2 mos
Cantella & CO., INC.
March 2005 - October 2014 · 9 yrs 7 mos
Cantella & CO., INC.Broker
March 2005 - October 2014 · 9 yrs 7 mos
Legg Mason Wood Walker INC
April 2002 - March 2005 · 2 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1995 - March 2005 · 9 yrs 11 mos
Pioneer Funds Distributor, INC.Broker
May 1989 - November 1989 · 6 mos
The Pioneer Group, INC.Broker
May 1988 - May 1989 · 1 yr
State Registrations1 state
ME
Advisor
Exams
No exam information available for this advisor.
Philip John Cawley - Financial Advisor | TrueAdvisor