SM
CFA
SM
CFA

Susan Diane Metcalf

39 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)
Firm Size
7 advisors
Number of Clients
533 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$571.1M

Fee Structure

Minimum Investment:$250K
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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Susan is a managing partner of a family partnership that owns and rents ranch property, requiring a few hours per week. She is also the Vice President of Letha Irrigation and Water Company, dedicating minimal time to this role.

Employment History
Current Registrations
Caldwell Sutter Capital, INC.
October 2018 - Present · 7 yrs 4 mos
Caldwell Sutter Capital, INC.Broker
July 2017 - Present · 8 yrs 7 mos
Previous Registrations
Sutter Securities IncorporatedBroker
November 2010 - July 2017 · 6 yrs 8 mos
Morton Clarke Fu & Metcalf, INC.
May 1998 - November 2010 · 12 yrs 6 mos
Morton Clarke Fu & Metcalf, INC.Broker
February 1995 - November 2010 · 15 yrs 9 mos
Painewebber IncorporatedBroker
January 1995 - April 1995 · 3 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1986 - January 1995 · 8 yrs 5 mos
State Registrations7 states
CACOGAIDORTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.