Claus Kerntke is a CFP-designated registered investment advisor at Avaii Wealth Management, LLC, based in Appleton, WI, with 39 years of industry experience. Claus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 809 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $750K | 1.15% |
| $750K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2M+ | 0.75% |
Fees may be negotiable. Clients may select a fixed fee option ranging from $5,000 to $30,000 annually. The total blended fee, including Avaii's fee and any independent manager's fee, will not exceed 1.55% annually.
Fee Estimator
Location
2101 N Casaloma Dr, Appleton, WI, 54913
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Claus is an independent insurance agent for various insurance companies. He also owns McGlone Real Estate since 2018, which is a non-investment related activity.
Employment History
Current Registrations
Avaii Wealth Management, LLC
Previous Registrations
Kerntke Otto Mcglone Wealth Management Group
Kerntke Otto Mcglone Wealth Management Group
Cambridge Investment Research, INC.Broker
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.