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Spencer Dean Mcgowan

Mcgowan Group Asset Management, INC.
24 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Mcgowan Group Asset Management, INC.
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
743 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$996.7M

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

200 Crescent Court, #657, Dallas, TX, 75201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2013
Award / Judgment
Customer Dispute
March 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Spencer is the president and primary shareholder of McGowan Publishing Company, Inc., which owns the International Bond Exchange website and NetworthRadio. He is also the president of McGowan Group Asset Management, an unaffiliated SEC registered RIA.

Employment History
Current Registrations
Mcgowan Group Asset Management, INC.
August 2010 - Present · 15 yrs 6 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
October 2009 - August 2010 · 10 mos
Wells Fargo Advisors, LLC
February 2001 - October 2009 · 8 yrs 8 mos
State Registrations2 states
FLTX
Advisor
Exams
No exam information available for this advisor.