James Peters is a registered investment advisor at Rpg Family Wealth Advisory, LLC, based in Birmingham, MI, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 565 clients with $590M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RPg Family Wealth Advisory's investment advisory fees are based on the value of your portfolio and range from 0.25% to 1.50% per year. The exact fee is negotiated based on the size and complexity of your account. Some clients may have different fee schedules. If FWA uses third-party investment managers, the total fee you pay, including FWA's fee and the manager's fee, will generally not exceed 2.50% annually.
Location
255 East Brown Street, Suite 101, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 1998Customer Dispute
January 1996Customer Dispute
May 1993Employment Separation After Allegations
May 1993Other Business Activities
James spends a few hours per week on administrative tasks for Tactical Allocation Group, LLC. This work is performed outside of trading hours.
Employment History
Current Registrations
Risk Paradigm Group, LLC
Rpg Family Wealth Advisory, LLC
Previous Registrations
Tactical Allocation Group, LLC
Leonard & CompanyBroker
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.