Eugene Singer
Eugene Singer is a registered investment advisor at Empire Financial Management Company, LLC, based in New York, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 983 clients with $710M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Empire Financial Management's fees are individually negotiated and range from 0.5% to 2.5% of the value of your portfolio annually. The fees are calculated based on the market value of the assets at the end of each quarter. Fees are typically charged quarterly in arrears, but for accounts held at RBC, fees can be charged in advance.
Location
29 Broadway, 12th Floor, New York, NY, 10006
Get directionsHistory
Regulatory History (7)
Customer Dispute
October 2015Customer Dispute
June 2012Customer Dispute
October 2004Customer Dispute
June 2003Regulatory
September 2002Customer Dispute
November 2001Customer Dispute
July 1999Employment History
Current Registrations
Empire Financial Management Company, LLC
Empire Asset Management CompanyBroker
Previous Registrations
Tribal Capital Markets, LLCBroker
Federated Management INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.