MC
MC

Marilyn P Carter-Hogan

35 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
285 clients
Average Client Portfolio
$398K average
Assets Under Management
$113.5M

Fee Structure

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Location

950 North Milwaukee Avenue, Suite 101, Glenview, IL, 60025-3771

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Marilyn is the founder of Carter Capital Management, dedicating full-time hours to this role. She also acts as an agent for several insurance companies, providing annuity products to clients, and spends minimal time on each.

Employment History
Current Registrations
Regal Advisory Services, INC.
August 2012 - Present · 13 yrs 6 mos
Regal Securities, INC.Broker
August 2012 - Present · 13 yrs 6 mos
Previous Registrations
Brokersxpress LLCBroker
April 2010 - August 2012 · 2 yrs 4 mos
Brokersxpress LLC
April 2010 - August 2012 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
June 2003 - April 2010 · 6 yrs 10 mos
Wells Fargo Advisors, LLCBroker
September 1990 - April 2010 · 19 yrs 7 mos
Blunt Ellis & Loewi IncorporatedBroker
December 1989 - September 1990 · 9 mos
State Registrations14 states
AZFLKYMINCNJNYOHOKORPASCTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.