Stephen Brozak is a registered investment advisor at Wbb Securities, LLC, based in Cranford, NJ, with 39 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3M+ | 0.75% |
Fees are negotiable. Clients also pay $7.50 per trade confirmation. Total fee will not exceed 2.50% of the relevant asset balance.
Fee Estimator
Location
20 Commerce Dr, Ste 135, Cranford, NJ, 07016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is the sole owner of Brozak, DeJean & Associates, LLC, a non-investment related LLC for tax purposes only. He spends minimal time on this activity.
Employment History
Current Registrations
Wbb Securities, LLC
Wbb Securities, LLCBroker
Previous Registrations
Vanguard CapitalBroker
Advest, INC.Broker
Alex. Brown & Sons IncorporatedBroker
Cowen & CO.Broker
Dean Witter Reynolds INC.Broker
State Registrations7 states
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