David Roberts is a CFP-designated registered investment advisor at Vima, LLC, based in Troy, MI, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 897 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable for accounts over $1,000,001. The fee schedule varies by financial advisor, but no advisor can charge more than 2.5% per year.
Fee Estimator
Location
46 East Square Lake Rd., Troy, MI, 48085
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved with Zeiders Enterprises, providing personal financial education and financial counsel to active duty military since 2016. This takes a few hours per week.
Employment History
Current Registrations
Vima, LLC
Previous Registrations
Financial Strategies Group, INC
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Waddell & Reed
Waddell & ReedBroker
MML Investors Services, LLCBroker
Chesme Capital Management
Investment Solutions Advisors LLC
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Pruco Securities, LLC.Broker
Vestax Securities CorporationBroker
Walnut Street Securities, INC.Broker
Shearson Lehman Hutton INC.Broker
Evensky, Brown Investments, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.