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AS
Audrey Sanders
Wealthcare Capital Management LLC
30 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Estate Planning
High Net Worth
Wealthcare Capital Management LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
34 advisors
Number of Clients
5,066 clients
Average Client Portfolio
$598K average
Assets Under Management
$3.0B
Fee Structure
Investment Management
Planning
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Location
2 James Center, 1021 East Cary Street, #702, Richmond, VA, 23219
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Judgment / Lien
November 2022
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How to Read Disclosures
Employment History
Current Registrations
Wealthcare Capital Management LLC
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Citigroup Global Markets INC.
January 2017 - June 2024 · 7 yrs 5 mos
Citigroup Global Markets INC.
Broker
January 2017 - June 2024 · 7 yrs 5 mos
Wells Fargo Clearing Services, LLC
July 2003 - January 2017 · 13 yrs 6 mos
Wells Fargo Clearing Services, LLC
Broker
July 2003 - January 2017 · 13 yrs 6 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities Incorporated
Broker
August 1998 - July 2003 · 4 yrs 11 mos
Taglich Brothers, D'amadeo, Wagner & CO., INC.
Broker
October 1997 - July 1998 · 9 mos
May, Davis Group INC.
Broker
October 1995 - September 1997 · 1 yr 11 mos
Prime Charter LTD.
Broker
February 1995 - October 1995 · 8 mos
Prudential Securities Incorporated
Broker
September 1994 - November 1994 · 2 mos
Ladenburg, Thalmann & CO., INC.
Broker
May 1993 - June 1993 · 1 mo
State Registrations
1 state
NY
Advisor
Exams
No exam information available for this advisor.
Audrey Sanders - Financial Advisor | TrueAdvisor