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Brian R Bach

Alphastar Capital Management
38 Years of Experience
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Alphastar Capital Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
11,592 clients
Average Client Portfolio
$159K average
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:$10K

Location

19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is a sales agent for individual and group life and health insurance since 2019. He spends a few hours per week on this activity, with minimal time spent during trading hours.

Employment History
Current Registrations
Alphastar Capital Management
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - June 2020 · 3 yrs 3 mos
MML Investors Services, LLCBroker
February 2017 - June 2020 · 3 yrs 4 mos
Park Avenue Securities LLC
June 2014 - December 2016 · 2 yrs 6 mos
Park Avenue Securities LLCBroker
April 2014 - December 2016 · 2 yrs 8 mos
Oneamerica Securities, INC.
June 2010 - April 2014 · 3 yrs 10 mos
Oneamerica Securities, INC.Broker
December 2009 - April 2014 · 4 yrs 4 mos
MML Investors Services, INC.
August 2007 - December 2009 · 2 yrs 4 mos
MML Investors Services, INC.Broker
June 2007 - December 2009 · 2 yrs 6 mos
Park Avenue Securities LLC
August 2002 - May 2007 · 4 yrs 9 mos
Park Avenue Securities LLCBroker
August 2002 - May 2007 · 4 yrs 9 mos
Centaurus Financial, INC.
May 2001 - June 2002 · 1 yr 1 mo
Centaurus Financial, INC.Broker
May 2001 - June 2002 · 1 yr 1 mo
AXA Advisors, LLCBroker
October 1986 - April 2001 · 14 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1986 - January 2000 · 13 yrs 3 mos
State Registrations2 states
CTFL
Advisor
Exams
No exam information available for this advisor.
Brian R Bach - Financial Advisor | TrueAdvisor