Martha Swain is a CFP-designated registered investment advisor, based in Fort Lauderdale, FL, with 24 years of industry experience.
Location
200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Martha is an employee of Provenance Wealth Advisors, an independent RIA. She sells long-term care, fixed annuities, and disability insurance through various agencies, dedicating full-time hours to this role.
Employment History
Current Registrations
Pwa Securities, LLCBroker
Provenance Wealth Advisors
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Walnut Street Securities, INC.Broker
Signator Investors, INC.Broker
MML Investors Services, INC.Broker
Manulife Financial Securities LLCBroker
State Registrations1 state
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