Amanda Ton
Amanda Ton is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Austin, TX, with 38 years of industry experience. Amanda operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
300 West 6th Street, Suite 1900, Austin, TX, 78701
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2020Customer Dispute
November 2019Employment Separation After Allegations
March 2014Customer Dispute
October 2003Other Business Activities
Amanda is the owner of Adatis Corp & Adatis LTD, a holding company for personal real estate investments, and spends minimal time on it. She is also a registered representative with USCA Securities, LLC and a financial advisor with US Capital Wealth Advisors, LLC, dedicating a small amount of time to each. Finally, Amanda is an owner and director of 7119 Raton LLC and 9716 Long Branch LLC, both real estate companies, and spends about 10-20% of her time on each.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Usca Securities LLCBroker
Previous Registrations
Usca RIA LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Chase Securities of Texas, INC.Broker
Tradestar Investments,inc.Broker
G. R. Phelps & CO., INC.Broker
First Investors CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.