Anthony Piazza is a registered investment advisor at Guggenheim Investments, based in New York, NY, with 32 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
39 advisors
IM Fee
Planning only
Assets Under Management
$7.4B
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Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guggenheim Investments
March 2014 - Present · 12 yrs 1 mo
Guggenheim Funds Distributors, LLC
July 2007 - Present · 18 yrs 9 mos
Guggenheim Funds Distributors, LLCBroker
July 2007 - Present · 18 yrs 9 mos
Previous Registrations
Claymore Advisors, LLC
July 2007 - November 2008 · 1 yr 4 mos
Pioneer Investment Management, INC.
October 2004 - October 2005 · 1 yr
Pioneer Funds Distributor, INC.Broker
October 2004 - October 2005 · 1 yr
Tower Square Securities, INC.Broker
April 2002 - October 2004 · 2 yrs 6 mos
First Montauk Securities CORP.Broker
May 2001 - July 2001 · 2 mos
Zachary Jackson Securities, LPBroker
November 1999 - March 2001 · 1 yr 4 mos
Zachary Jackson Securities, LPBroker
December 1998 - February 1999 · 2 mos
Van Kampen Funds INC.Broker
November 1997 - September 1998 · 10 mos
Reich & Tang Distributors L.P.Broker
November 1995 - April 1997 · 1 yr 5 mos
Bear, Stearns & CO. INC.Broker
April 1993 - October 1995 · 2 yrs 6 mos
Glickenhaus & CO.Broker
June 1989 - March 1993 · 3 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.