Michael James Ottman

CFP

Spectrum Asset Management INC

30 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement Planning

Spectrum Asset Management INC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

7 advisors

Number of Clients

318 clients

Average Client Portfolio

$2.0M average

Assets Under Management

$640.1M

Fee Structure

Minimum Investment:$1M

Location

1301 Dove Street, Suite 720, Newport Beach, CA, 92660-2453

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History

Regulatory History (1)

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Customer Dispute

April 2004

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Michael has been an insurance agent since 1986, focusing on life and long-term care insurance. He dedicates minimal time to assessing insurance needs and making recommendations.

Employment History

Current Registrations

Spectrum Asset Management INC

December 2013 - Present · 12 yrs 2 mos

Previous Registrations

Ottman Financial Group, INC.

August 2009 - December 2013 · 4 yrs 4 mos

Jeanco Financial,inc.

June 2006 - August 2009 · 3 yrs 2 mos

Royal Alliance Associates, INC.

July 1997 - September 2009 · 12 yrs 2 mos

Ottman Financial Services

May 1995 - August 2006 · 11 yrs 3 mos

State Registrations3 states

CAHITX

Advisor

Exams

No exam information available for this advisor.