James Richard Oswald

CFA

T2 Asset Management, LLC

10 Years of Experience

May Earn Commission

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningCharitable GivingBusiness OwnersHigh Net Worth

T2 Asset Management, LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

685 clients

Average Client Portfolio

$241K average

Assets Under Management

$165.0M

Fee Structure

Minimum Investment:$100K

Location

1952 Mcdowell Rd, Suite 101, Naperville, IL, 60563

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

T2 Asset Management, LLC

February 2015 - Present · 11 yrs

Previous Registrations

Asbury Investment Management LLC

May 2019 - April 2023 · 3 yrs 11 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.